10 things compliance officers in the US need to do in 2019

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Two years into the new presidential administration, and after a shift in power after the mid-term elections, U.S. compliance executives are on guard for perhaps more changes. President Trump’s promise to dismantle financial regulations could be stalled or derailed by political shift in Congress. In addition, regulators and the financial industry are dealing with the rapid development of fintech and regtech, cyber security, and calls for greater retail investor protection.

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"For financial services compliance professionals faced with an expanding universe of responsibilities and risks to manage, constantly assessing, prioritizing, and allocating resources across a long list of concerns is a vital but inexact science."

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