What does "good" or "better" practice look like during the COVID-19 crisis?

Learn from the Thomson Reuters Regulatory Intelligence experts during this hour long, free to access, on-demand webinar (Recorded on Thursday 2nd April, 2020)

The continuing uncertainty regarding COVID-19 is having a profound impact on firms, their employees and customers, and the wider world but it is clear firms must be prepared for all eventualities. Join our regulatory intelligence experts to learn how you can respond and manage common challenges that we currently face.

Our hour-long webinar includes insights from key experts and journalists in both the UK and United States who will be providing a global response to the growing challenges and uncertainty that we face today.

Listen to the on-demand webinar to discover insights including: 

  • Business Continuity Management – Insights from both sides of the Atlantic 
  • What are regulators saying and what firms should still be doing throughout crisis?
  • Identifying the key workers in your organisation.
  • Top 3 Risks facing firms covering remote working, cyber risk and market volatility
  • Looking ahead – how firms should plan for the rest of 2020? 
We hope you enjoy the recorded webinar.
 

Speakers Lindsey Rogerson, Rachel Wolcott, Sean Beals, Susannah Hammond and Todd Ehret

Fill in the form opposite to get your access details.
 

About the speakers

Lindsey Rogerson, Senior Editor (Risk)

Lindsey Rogerson joined Thomson Reuters as senior editor for regulatory policy in UK and Europe, in November 2017 and has been a financial journalist, columnist and editor for over 20 years. She has edited a number of investment publications as well as the personal finance section of Scotland’s national newspaper, The Scotsman. She is also an expert in regulating in the interests of consumers. From 2014-2017 she was a member of the Securities and Markets Stakeholder Group of the European Securities and Markets Authority. Prior to that from 2006-2012 she was a member or the Financial Services Consumer Panel, latterly chairing its European Working Group. She has also consulted on the impact of financial regulation for a number of private sector organizations, and acted as an adviser on the payments strategy of charity Age UK. She has an MA in Political Economy & History from University of Glasgow and a postgraduate diploma in journalism from Cardiff University.

Rachel Wolcott, Chief UK/European Correspondent (Financial Regulatory Compliance)

Rachel Wolcott is senior editor in Risk, for Thomson Reuters Regulatory Intelligence. She has more than 20 years' experience covering banking and financial markets in New York and London, writing on everything from private banking and capital markets to derivatives, cybercrime, Fintech and Regtech.

Prior to joining Thomson Reuters Regulatory Intelligence in 2011, Rachel held senior editorial positions on Euromoney magazine, Risk magazine, and Institutional Investor Newsletters. Rachel holds a BA in Literature and Languages from Reed College in Portland, Oregon, as well as a MA in Humanities and Social Sciences from New York University

Sean Beals, Vice President & Event Moderator

Sean has over 20 years of experience in Financial Services and started his career at a renowned hedge fund in Marin County, California, where he worked with portfolio and trading systems. After relocating to New York in 2001, he became SVP and Head of Professional Services at Fidessa - one of the most widely used order and execution management systems in the industry. Sean has been with the Thomson Reuters Regulatory Intelligence team for ten years. He is currently a Global Head of Regulatory Intelligence at Thomson Reuters and brings a wide array of experience in helping customers navigate the ever-changing regulatory landscape.

Susannah Hammond, Senior Regulatory Intelligence Expert

Susannah Hammond is a senior regulatory intelligence expert and joined our regulatory intelligence team from GE Capital Bank where she was head of compliance. Susannah has over 25 years’ wide-ranging experience in international and UK financial services.

A qualified chartered accountant, Susannah’s compliance career includes SG Warburg, Caspian Securities and PricewaterhouseCoopers. She was head of international regulatory risk for the Halifax Group and became head of retail regulatory risk for HBOS plc upon Halifax’s merger with Bank of Scotland.

Todd Ehret, Senior Regulatory Intelligence Expert

Todd Ehret is a senior regulatory intelligence expert for Thomson Reuters Regulatory Intelligence. With more than 25 years’ experience on Wall Street, Todd has a tremendous breadth of experience on both the buy-side and sell-side at large and small firms dealing with both institutional and retail clients.

Todd was an investment professional at the hedge fund and private equity firm, Eos Partners. Later, he oversaw the broker-dealer equity trading desk at Weiss, Peck & Greer, a division of Robeco Investment Management. He left Robeco to help launch the global hedge fund Sophrosyne Capital, where he was the RIA’s Chief Operating Officer and Chief Compliance Officer for nearly a decade. Todd has passed numerous FINRA Series exams and managed numerous regulatory inquiries and exams throughout his career. Todd has a B.S. in political science from the University of South Dakota.

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