Brokers and advisers must stay vigilant in their defenses against fraud and continue to protect their clients and businesses from the ever-evolving threats associated with the global coronavirus pandemic. Individuals who are looking to defraud vulnerable clients use a myriad of manipulative tools, including high-pressure sales practices, phishing emails, and deceptive marketing in order to prey on their victims.
Join our Regulatory Intelligence Experts as they discuss the potential frauds that businesses cannot lose sight of, even while their attention is pulled to other areas, and how to best go about maintaining high standards in the eyes of one’s clients and regulators.
Recorded On April 16, 2020
Location On-demand webinar
Topic Mitigating Fraud and Protecting Clients in the Age of COVID-19
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