The extension of the Systematic Internaliser (SI) regime to non-equities markets and the introduction of quantitative thresholds have put this obligation at the heart of many sell-side firms MiFID II compliance programmes.
Under the new MiFID II regulations, investment firms are required to determine whether they trade on a frequent, systematic and substantial basis in order to identify whether they are an SI or not. These firms will make this decision based on whether their activity exceeds certain thresholds.
In this webinar Thomson Reuters’ Global Head of Analytics, Tom Kennedy, and First Derivatives’ Michael Gorman, will delve into how the SI regime has changed from MiFID I to MiFID II, explain how firms can understand their obligations, and demonstrate tools and methodologies to determine SI status.
Date Thursday 20th April 2017
Time 15:00 - 16:00
Tom Kennedy, Global Head of Analytics, Thomson Reuters
Michael Gorman, Global Head, Regulatory & Compliance Practice, First Derivatives
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