Top 10 things U.S. compliance officers need to do in 2020

The Thomson Reuters annual Top 10 things United States compliance officers need to do in 2020 Webinar is here! Access the on-demand webinar to gain exclusive insight into predictions for 2020. 

Register to gain access to our on-demand webinar discussing our expert article "10 things compliance officers need to do in 2020".

2020 marks several cornerstone topics, including: updates to regulatory requirements on data privacy and cybersecurity; the best interest standard of care for retail customers; the environmental, social, governance trends consuming board directors’ attention, and personal liability underlying cooperation credit and the #MeToo movement.

Hear practical recommendations and best practices that you can implement now to ensure you’re taking a proactive approach to these topics and learn more about how these trends could impact your organization. 

Register now to hear this informative discussion. Already registered? Click here to gain access.

 

Event information:

Location Online webinar

Topic Top 10 things US compliance officers need to do in 2020.


Listen to our webcast discussion with Thomson Reuters Regulatory Intelligence experts to gain an insight into the current regulatory landscape including:

  • Consolidated Audit Trail (CAT)
  • Sales practices and standards of care
  • Data protection and cybersecurity and all things "tech"
  • Insider trading and market manipulation
  • The trend toward Environment, Social, Governance (ESG)
  • ...and more!
Have your questions ready for the live Q&A with the experts.

Can't make it? Register your details and we will circulate the on-demand version shortly after the event.

About the speakers

Julie DiMauro, Regulatory Intelligence Expert

Julie is a regulatory intelligence expert at Thomson Reuters in New York. Before joining the Thomson Reuters Regulatory Intelligence team, she served as the executive editor of the FCPA Blog, managing editor at the real estate and healthcare compliance publishing firm, Vendome Group, and as a legal product manager at Fidelity Investments.





 

Todd Ehret, Senior Regulatory Intelligence Expert

Todd Ehret is a senior regulatory intelligence expert for Thomson Reuters Regulatory Intelligence. With more than 25 years’ experience on Wall Street, Todd has a tremendous breadth of experience on both the buy-side and sell-side at large and small firms dealing with both institutional and retail clients.

Todd was an investment professional at the hedge fund and private equity firm, Eos Partners. Later, he oversaw the broker-dealer equity trading desk at Weiss, Peck & Greer, a division of Robeco Investment Management. He left Robeco to help launch the global hedge fund Sophrosyne Capital, where he was the RIA’s Chief Operating Officer and Chief Compliance Officer for nearly a decade. Todd has passed numerous FINRA Series exams and managed numerous regulatory inquiries and exams throughout his career. Todd has a B.S. in political science from the University of South Dakota.



 

Sean Beals, Vice President, Risk Proposition 

Sean has over 20 years of experience in Financial Services and started his career at a renowned hedge fund in Marin County, California, where he worked with portfolio and trading systems. After relocating to New York in 2001, he became SVP and Head of Professional Services at Fidessa - one of the most widely used order and execution management systems in the industry. Sean has been with the Thomson Reuters Regulatory Intelligence team for ten years. He is currently a Global Head of Regulatory Intelligence at Thomson Reuters and brings a wide array of experience in helping customers navigate the ever-changing regulatory landscape.



 

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